Processes for Arranging All Support and Services
Amendment
In August 2025, this chapter was updated throughout following a local review.
This procedure should be used by all adult social care practitioners, with the exception of:
- Practitioners arranging Telecare;
- Practitioners arranging minor works or low level adaptations;
- Occupational Therapy practitioners arranging equipment or a major adaptation.
Although this procedure may be helpful to the Commercial Team or Brokerage, it does not provide specific guidance about arranging, monitoring, or reviewing contracts, or any other associated actions that may be required. Anyone carrying out such actions should refer to available local processes.
Reablement is a short-term service which is provided to a person to help them live as independently as possible by learning or relearning the skills necessary for daily living.
This service in Lincolnshire is provided by Libertas Care Services – a team of registered nursing and therapy staff, social care, reablement coordinators and support workers who work in teams to provide assessment, goal-led therapy and short-term support with activities of daily living to assist individuals in regaining previous levels of independence.
The home based reablement service is available to people in Lincolnshire who meet all the following criteria:
- Assessed / identified by a health and / or social care professional as having potential to achieve an identified reablement goal(s) / an identified and achievable reablement need;
- Over 18 years of age;
- Ordinarily resident in Lincolnshire;
- In need of short-term support to facilitate discharge from hospital or to remain in the community;
- Consents to referral and participation in the service.
Note: Only people who need short-term support to remain at or return home should be referred.
People will not be eligible where they do not fulfil all of the above criteria (a – e), and in particular:
- those in need of long-term support with no identified potential for improvement in their level of independence;
- those with severe dementia;
- those on the end of life pathway.
Adult care practitioners with access to Mosaic
Follow the workflow below:
- Complete the Adult Referral to Reablement step in Mosaic.
- The next action of Adult Referral to Reablement (assign to self) will be available from most Adult Care workflow steps.
- Simply complete the referral form and send the next action Adult Reablement Triage to Reablement.
No access to Mosaic or health practitioners
Referrals via GPs, Community Nursing Teams, Community Mental Health Teams, Hospital (Acute/Non Acute) Ward staff, Transitional Care Teams (Health) without Mosaic access or Neighbourhood Teams must be made via telephone to the dedicated referral number:
Tel: 01775 888341
When someone is approaching the end of their reablement journey, and where ongoing care needs have been identified, the provider will take the following steps:
- The Service Provider will refer, via an Adult Conversation Record (New Cases) and Bring Forward Scheduled Review (Open Cases) in Mosaic, to the relevant Adult Community Transfer of Care Team;
- The Lead Practitioner will review the referral and allocate to a Practitioner for immediate completion of either an Adult Needs Assessment (New Cases) or Adult Review of Care and Support Plan (Open Case) if there is a requirement to do so;
- If a service via Brokerage is identified, the practitioner will complete a Purchase Service Request and send to Brokerage for procurement of the identified package of care.
Following a period of reablement, a person may require no ongoing support. However, where deemed appropriate, the Service Provider will signpost to other services as required.
The reablement service is not an Adult Care service; recipients will usually not be people using Adult Care services unless they are receiving reablement support on top of existing packages of care or where their social circumstances indicate the need for Adult Care intervention (for example, professional support of a social worker) in addition to the reablement services.
Any assessments undertaken by Adult Care practitioners which led to reablement services being provided will not progress beyond the assessment stage when being recorded in the person’s Adult Care record.
No information reflecting services provided by the reablement team should be recorded directly in the person's Adult Care record. However, any documentation received from reablement services should be stored in the person’s record.
The LCHS therapy service provides therapy and nursing support for people who are receiving reablement services.
As such, they work closely with the reablement service to ensure the individual care plan is joined up and that there is a smooth transfer of information and dialogue between the two providers.
Referral to the LCHS is only through the reablement service. See Section 2, Home Based Reablement Service (HBRS) above.
Transitional care provides a period of recovery, rehabilitation, reablement and or assessment to an individual to determine immediate and longer term needs and or funding requirements.
It is designed to:
- promote faster recovery from illness;
- prevent unnecessary acute hospital admission;
- prevent premature admission to long-term residential care;
- support timely discharge from hospital; and
- maximise independent living.
There are four discharge pathways, from secondary care to community care:
- Recovery and Assessment Pathway;
- Rehabilitation/Reablement Pathway;
- Adult Care Services;
- Palliative Care/End of Life Pathways.
For further information see: Transitional Care Pathways
Assessment placements are available to patients who require a period of recovery or reassessment. These will be offered in community hospitals, and nursing and residential homes.
Access to all placements will be through the Flow Management Team except Louth Hospital which will require a medic to medic referral.
The Hospital Avoidance Response Team (HART) offers a flexible approach to delivering short-term care and support.
The service aim is to assist Lincolnshire County Hospitals in avoiding unnecessary hospital admissions and delayed hospital discharges, i.e. to help reduce attendance at A&E, emergency admissions, protracted hospital stays and other delayed transfers of care and, at the same time, to enable people to regain and retain independence.
HART provides up to 72 hours’ support at home where hospital admission is deemed inappropriate or avoidable, or after hospital discharge, when responsive or planned care can either bridge a gap until longer-term arrangements are established, or provide short-term support to sustain independence.
This is achieved via:
- provision and immediate installation of Telecare/lifeline personal safety alarms;
- Telecare monitoring and 24/7 response support;
- planned personal care, including medication support, bathing, repositioning, food preparation and shopping; and
- cross-referrals into the Wellbeing Service to support longer-term independence, where appropriate.
How HART helps:
- Empowering and enabling;
- Helping maintain a safe living environment;
- Ensuring house is comfortable;
- Ensuring daily essentials for living are available;
- Signposting to other services, such as the Wellbeing Service, and access to Advocacy;
- Changing linen;
- Food preparation;
- Bathing and showering;
- Supporting continence care including catheter care;
- Medication support;
- Supporting to get in and out of bed;
- Tilting or turning a customer (where equipment is available);
- Mangar ELKassistance for non-injury falls;
- contacting emergency services.
For further information about the service and referral process see: HART
Telephone: 01522 467200
Wellbeing Lincs is a countywide service funded by Lincolnshire County Council that supports adults across Lincolnshire to lead fulfilled, confident, and independent living through a range of service elements and support.
As a preventative service, Wellbeing Lincs aims to:
- enhance wellbeing;
- improve people’s access to support services;
- reduce and delay escalation to statutory services; and
- provide direct support and signpost access to community resources.
It works with eligible adults to develop a personalised support plan to meet their specific needs. Some of the things the service can offer support with include:
- maintaining a safe and warm home environment;
- finding appropriate small aids, or pieces of equipment and fitting them, or making minor alterations;
- supporting people to manage their homes and improving their life skills;
- managing household budgets;
- improving digital skills and the use of technology;
- helping those who live with a combination of long-term conditions to maintain or improve quality of life;
- help to find and stay in education, training, or work;
- building a better support network, social life, or volunteer work.
For an individual to be eligible for the service, they must:
- be aged 18 years or older and live in Lincolnshire;
- be at risk of becoming unable to live independently at home;
- have barriers to accessing or following written information and advice themselves;
- need additional support with one or more of the above offers.
To learn more about what the Wellbeing Service can offer, visit: What is Wellbeing Lincs?
Anyone living in Lincolnshire who uses telecare equipment can choose to have Wellbeing Lincs provide their response service. If the person raises an alarm, a Wellbeing Lincs Responder can be with them within 60 minutes in cases where there is no family member or other trusted support able to help.
This service runs 24/7, 365 days a year, at a cost of £2.77 per week.
The service includes support when:
- The person is on their own and has requested reassurance whilst awaiting attendance by the Ambulance Service;
- The person is distressed and has given consent to contact the Response Service;
- There are urgent basic lighting and heating issues (e.g. turning off stop cocks, offering help, reassurance and alternative heating advice in the event of a loss of power). The service is NOT to be used as an alternative for a plumber or electrician;
- The person has fallen and are uninjured, but need help to get up (including emergency personal care if needed, to make them more comfortable);
- There is no response from the person and all other avenues have been tried.
For information about the Response Service, call 01507 613126.
Referrals are made through Lincolnshire County Council’s Customer Service Centre:
Tel: 01522 782140
Referrals are made through Lincolnshire County Council’s Customer Service Centre:
Tel: 01522 782140
Online form: Request support from the Lincolnshire Wellbeing Service
For further information about the Wellbeing Service, visit www.wellbeinglincs.org
- Within 24 hours: Key information will be gathered through a short phone call within 24 hours of referral;
- Within 21 days: A Case Officer will assess and start support within twenty one days, developing a support plan together to help the customer meet their needs;
- 12 weeks: Support for up to 12 weeks, direct support and signposting to achieve the individuals’ specific outcomes.
The Lincolnshire Carers Service (LCS) is commissioned by Lincolnshire County Council and delivered in partnership with Carers First and our Customer Service Centre.
The Customer Service Centre provides the first point of contact for the Lincolnshire Carers Service, providing information, advice, and support to unpaid carers over the telephone, and Carers First work directly with carers in local communities across Lincolnshire so they can live their lives to the fullest.
LCS offer services to support carers at every stage of their caring journey allowing them to find the balance they wish to achieve in their lives.
LCS have friendly, knowledgeable staff to offer advice, guidance and information. Their support can differ and considers what is important to the carer.
Who it is for:
If the person is aged 18+ and supports a relative or friend with tasks such as washing or dressing, paying bills, transport, emotional support, health appointments, medication and domestic tasks then Lincolnshire Carers Service can help with their caring responsibilities. Every carer is entitled to a free assessment of need and follow-up support to meet their needs.
The Lincolnshire Young Carers Service supports young carers up to the age of 19. Find out more about young carers including the young carer card.
Young Carers:
The Lincolnshire Young Carers Service supports young carers up to the age of 19. Young carers may be helping and supporting a family member or friend due to disability, mental ill-health, illness or substance misuse. Find out more about young carers including the young carer card.
A young carer may be providing support with:
- cooking, housework and shopping;
- physical care, such as helping someone in and out of bed;
- personal care, such as assistance with dressing, toileting and administering medication;
- managing the family budget;
- collecting prescriptions and arranging GP or hospital appointments;
- helping with communication;
- looking after brothers or sisters;
- emotional support.
The Lincolnshire Carers Service can also provide support for young carers from the age of 16, depending on need.
How to Refer:
Tel: 01522 782224
Email: carersservice@lincolnshire.gov.uk
Website: www.lincolnshire.gov.uk/support-carers
Lincolnshire Carers Emergency Response Service (CERS) will help carers and the cared-for create an Emergency Response Plan (CERP) to ensure continuity of care for unforeseen circumstances which result in a carer being temporarily unable to deliver the required care.
For information, visit: www.lincolnshire.gov.uk/support-carers/emergency-planning-carers
The Brokerage Team is responsible for arranging community support for older people and people with physical disabilities across the whole of Lincolnshire. Brokerage works closely with other Adult Care teams to ensure that service deficiencies or unavailability informs future commissioning and contracting activity.
Brokerage procedure
- If directly provided support has been decided on by the person and practitioner, the My Care and Support Plan and My Care Package should be completed on the person's record. The personal outcomes on the My Care and Support Plan should reflect the support required.
- It is important that the details of the service provision as entered onto the person’s record regarding the frequency and time of calls are correct. Incorrect information will impact on the contribution the person will pay and the payment made to the provider.
- Where a person receives their personal budget as a Direct Payment and their arrangements break down, the Brokerage Team can be contacted directly by the person or practitioner for support in identifying a care agency.
- Where the Brokerage Team determine that there has been a change in need or if the person’s budget is insufficient to purchase alternative support through a care agency, the fieldwork team will be contacted for support.
Further information on the Brokerage procedure can be found in the Direct Payments Flowchart. This can be found in the Local Resource Library under Direct Payments (Section 10).
Homecare packages will no longer be brokered according to a specific time. This system is intended to allow greater flexibility for providers to pick up care packages.
Time bandings are split into two tiers in recognition that, for some individuals, calls are more urgent as a result of medication timings and mobility needs. Second tier time bandings, for more urgent calls, are reduced in size.
We expect that providers will ensure that there is a reasonable amount of time given to the spacing of calls throughout the day. The initial six weeks of the time banding approach supports with building capacity in that area, recruiting staff or building time into existing rounds.
During these six weeks, visit times may fluctuate from day to day, however, the provider should aim for regularity where possible. After this transition period, the provider is expected to maintain a high level of consistency and punctuality and changes must be kept to a minimum.
Time Bandings Tier One:
Tier One |
Time Slot |
Criteria |
---|---|---|
Band 1 |
06:45am – 11:00am |
Non time critical morning call |
Band 2 |
11:00am – 15:30pm |
Non time critical lunch/afternoon call |
Band 3 |
15:30am – 18:30am |
Non time critical tea call |
Band 4 |
18:30am – 22:30pm |
Non time critical evening call |
Time Bandings Tier Two (more urgent calls):
Tier Two |
Time Slot |
Criteria |
---|---|---|
Band 5 |
06:45am – 09:30am |
Time critical morning call |
Band 6 |
11:30am – 14:00pm |
Time critical lunch call |
Band 7 |
11:30am – 14:00pm |
Time critical tea call |
Band 8 |
20:00pm – 22:30pm |
Time critical evening call |
If a person needs a specific time
There are reasons why a person may require a call at a specific time, and we must ensure that, where there is a specific need, we continue to meet these requirements. However, there may be cases where a specific time is only requested because it is an expectation rather than a need; this should be avoided.
Maximising Independence seeks to promote independence and reduce the reliance on long-term support services. The Maximising Independence Team works with: vulnerable adults, adults with learning disabilities, autistic adults, adults with physical disabilities, adult frailty, and adults with acquired brain injuries, in various care settings and the community. They do this by enabling people to reach their full potential by maximizing their independence and quality of life, and assist practitioners to make informed decisions about support needs. Types of referrals include: assessment of life skills, development of life skills, community inclusion, and observation and evidence gathering. Referrals to Maximising Independence workers are made via the person’s record.
To access the referral guides, see: Referring to maximising independence – Professional resources (lincolnshire.gov.uk)
Standard 4 is the Quality Practice Assurance Standard which underpins our practice in maximising a person’s independence – see Maximising Independence.
Key safes can be a vital aid to people receiving support in their own homes. They are secure units for household keys enabling trusted people e.g. carers, to enter the property where the householder has difficulty getting to the door to let them in. Effective communication of key safe numbers, particularly at the start of a support package, is important. Key safe combinations are extremely sensitive pieces of a person’s information and should be recorded with extreme care.
In the event of the death of a person, it is important that Practitioners should ensure the Brokerage Team is notified as soon as possible that the person has passed away, so they know to close brokered services.
Extra Care Housing is accommodation that has been designed for people who are aged 55+. It is a flexible approach to the provision of housing and homecare that aims to achieve positive outcomes for the person.
There is substantial evidence supporting the positive impact that an individual’s home environment can have on their health, independence, and wellbeing. Unsafe or unsuitable homes can increase the risk of injury, cause the exacerbation or deterioration of existing mental or physical health conditions, and can lead to social isolation and loneliness; subsequently resulting in increasing demands on the NHS and care services.
Extra Care Housing is proven to enhance the quality of life by offering individuals the opportunity to connect with others, to live in a community of their choosing, and in a home that will enable their continued independence, with the added reassurance of access to support where required. It is essential to understand that Extra Care Housing is not the same as a residential care home or a nursing home, and the support within Extra Care Housing will be very different from these facilities.
Extra Care Housing is rented accommodation that the individual and the person they live with are responsible for. The person will need to have mental capacity to understand the content of the tenancy agreement and will need to be able to meet the requirements set out within the agreement.
There are numerous benefits of Extra Care Housing, some of which are listed below:
- Security and privacy;
- Safe accessible accommodation;
- Promotes social inclusion through a range of facilities and activities;
- Reassurance of 24-hour access to care and support services;
- Increases potential that focusses on the person’s strengths and abilities for promoting continued independence where possible;
- Provides a positive environment that is beneficial to health and wellbeing; and
- Increases the potential towards an improved quality and increased longevity of life.
The facilities offered will vary at each scheme and contact with the relevant scheme manager will provide confirmation of what they have available at their scheme. Some examples are listed below:
- Main reception area;
- Secure access to flats;
- 24/7 emergency support;
- 24/7 on-site care team;
- Restaurant;
- Hairdressers;
- Shop;
- Laundry;
- Mobility store and charge area;
- Meeting and hobby rooms;
- Library and computer room;
- Therapeutic activities;
- Assisted bathrooms;
- Communal seated areas to meet for coffee and conversation;
- Garden with raised flower beds;
- Fitness facilities such as outdoor exercise equipment.
In addition, activities and community are very much part of the ethos of Extra Care Housing. If the person requires assistance to be able to attend, then it is important to include what support they require within their Care and Support Plan.
- Tenants are encouraged to be involved in arranging activities and events;
- The person may have hobbies, talents and knowledge in a particular area that they may be willing to share with their neighbours;
- The scheme managers actively seek to invite local health support services and encourage local communities to visit;
- Day support groups may be available and there are often musical and seasonal events.
The accommodation
- Each flat has its own letterbox and Royal Mail delivers the person’s post directly to them;
- Each flat has its own doorbell and intercom system;
- Lifeline is in place with a direct link to the on-site staff;
- The sitting room and kitchen are open plan;
- The flats are predominantly one bedroom with some two bedrooms available – be aware if the person is below retirement age and in receipt of housing benefit because there may be a top up cost that they will have to pay towards the rent. There will also be a limited amount of two bedroomed accommodation available and further justification for allocation may be required;
- The bathrooms are usually wet rooms, but some do have low threshold shower trays with half height doors.
The accommodation has been developed to be as accessible as possible in order to meet the variety of physical needs, but each person’s physical abilities are very different and it would be difficult to ensure that the accommodation meets every possible need. However, there may be potential to adapt with consent obtained from the landlord.
Extra Care Housing aims to encourage individuals to remain as independent as possible with support provided by the onsite care team where needed. Care and support are available 24 hours, 7 days a week, and 365 days a year; but there will only be one carer on duty through the night from 10pm until 7am.
Each applicant must have a minimum of one hour of care per week. Care provided across the scheme is organised by a percentage within each banding; this is to ensure that timely care is met across the scheme:
- Low: 1-5 hours of care per week;
- Medium: 5 -10 hours of care per week;
- High: 10+ hours of care per week.
Before the person can be considered for accommodation at the Extra Care Housing scheme, the person (or their deputy) must submit a housing application with the registered housing provider and have had an Adult Care needs assessment completed by an adult care practitioner.
The Extra Care Housing Principles will provide guidance on the process involved and each area’s responsibility with the application process. These can be found in the Local Resource Library under Service Specific Procedures (Section 11).
The Mosaic Extra Care referral must also be completed at the time of application. When completed, a copy is sent to the relevant Housing Provider to support their application and is also allocated to the relevant Mosaic virtual worker. The virtual worker will complete the referral once the outcome of their application has been achieved.
See: Mosaic Extra Care Referral
It is important to keep the scheme manager updated if things change for the person whilst waiting for accommodation; not doing so could result in a delay of potentially achieving allocation of accommodation. A decision cannot be made until clarification of the person’s circumstances has been achieved.
The organising of a panel meeting will depend on when there is a vacancy at the Extra Care Housing scheme. When there is a vacancy, the process of allocation will happen very quickly and therefore it is a good idea to apply when there are no vacancies to give the person time.
The Extra Care Housing Principles will provide guidance on the process involved and each area’s responsibility with the panel process. These can be found in the Local Resource Library under Service Specific Procedures (Section 11).
The panel consists of:
- Specialist Housing Manager;
- Scheme Manager;
- LCC Adult Care Representative;
- Care Provider – Team Leader;
- District Housing Department Representative.
Each application is discussed, and thorough consideration is given based on the information provided. Further supporting documents can be provided to highlight a person’s strengths and abilities, which will also help to ensure a fair outcome is achieved.
- Applications are not based on a first come basis; allocations are based on the availability to accommodate the assessed needs of the applicant at the time of the vacancy;
- Additional information may be required from the LCC representative to clarify if Extra Care Housing will work for the person, to gain further understanding of the person’s care needs, independence and support requirements;
- All Members will need to be satisfied with the information presented to achieve an agreed outcome. The housing provider will make the final decision of who the successful applicant will be, and the person and practitioner will be informed.
The Extra Care Housing Principles will provide guidance on the process involved and each area’s responsibility with next actions once outcome at panel has been achieved. These can be found in the Local Resource Library under Service Specific Procedures (Section 11).
See: Extra Care Housing
Listed below are the Extra Care schemes currently available across Lincolnshire:
Brick Kiln Place
Caunt Road, Grantham NG31 7GJ
Tel: 01476 516358
Email: brickkilnplace@lacehousing.org
Diamond Place
Prebend Lane, Welton, LN2 3JR
Tel: 01522 514444
Email: housing@lacehousing.org
Olsen Court
Olsen Rise, Lincoln LN2 4UZ
Tel: 01522 522458
Email: olsencourt@lacehousing.org
Worth Court
Willoughby Road, Bourne PE10 9LD
Tel: 01778 423138
Email: worthcourt@lacehousing.org
Barratt Court
Lyndhurst Avenue, Skegness PE25 2PQ
Tel: 0333 200 7304
Elizabeth Court
Church Street, Louth LN11 9BP
Tel: 0333 200 7304
Rev Bill Baker Court
Broadway, Sutton on Sea, Mablethorpe LN12 2FN
Tel: 01507 443431
Mayfields
Broadfield Lane, Boston PE21 8DY
Tel: 0345 604 1472
De Wint Court
Bowden Avenue, Lincoln LN6 7NG
Tel: 01522 873 777
For additional information see:
Thinking about Extra Care Housing Fact Sheet (in the Local Resource Library) under Service Specific Procedures (Section 11))
Extra Care Housing – Flowchart (in the Local Resource Library) under Service Specific Procedures (Section 11))
For some people, living in the community is not a safe and viable option. Residential care provides a safe environment in which to live when all aspects of support in the community have been exhausted.
Practitioners will need to determine the level of care needed using the criteria below and the outcome of Continuing Healthcare Assessments.
Lincolnshire County Council contracts with residential care homes based on three standard levels of need, each with a standard expected cost. The three levels of need are:
- Standard Residential;
- High Dependency;
- Nursing Care.
Standard residential criteria
Points 1, and either 2, 3 or 4 below must apply to the individual to satisfy the criteria for residential home care.
Maintenance in the community is no longer a viable option because:
- Network support/carer function: Breakdown of care, domestic or environmental functions, and support systems cannot be sustained. Community support is inadequate, for example, existing accommodation is insufficient to meet the need, or isolated location without access to local services;
The person or carer networks are unable or unwilling to sustain the environment creating unacceptable levels of risk to self and others; - Individual ability: The person lacks the ability to carry out personal care tasks which would allow them to remain in their own homes and their health or welfare is seriously at risk if a care home placement is not provided;
- Individual motivation: The person lacks appropriate motivation to care for themselves under their present circumstances and their health or welfare is seriously at risk if residential home care is not provided;
- Individual behaviour: The person’s behaviour is such that their health or welfare is seriously at risk if residential care is not provided.
High dependency
Older people who meet the requirements for standard personal care in a care home and have one or more of the following characteristics, necessitating additional staff input as the result of a specific and substantial condition:
- Problem of mobility, requiring two staff on the majority of occasions to help with activities such as getting up or going to the toilet;
- Degrees of wandering, especially at night, and physical frailty that places the person at unacceptable risk, which requires particularly close supervision;
- Behaviour which has not responded to staff and professional intervention which, if not supported by staff presence or input, would have an adverse effect for self or other residents.
Nursing care
In addition to meeting the requirements of residential care, the individual can be referred and evaluated for NHS Continuing Healthcare (CHC).
NHS Continuing Healthcare means a package of ongoing care that is arranged and funded solely by the NHS for persons aged 18 or over, to meet needs that have arisen as a result of disability, accident or illness. To be eligible for NHS Continuing Healthcare a person must be assessed as having a Primary Health need.
To determine a person's eligibility for NHS Continuing Healthcare (CHC) a Decision Support Tool (DST) will need to be completed by a multi-disciplinary team, to include health and social care professionals to determine whether the resident has a 'primary health need' or their general health has deteriorated to a level that needs constant nursing care.
See: NHS Continuing Healthcare (CHC) Procedure for further information.
Temporary residency (short term care, or respite) is a time limited stay in a residential or nursing home. This is usually part of an agreed Care and Support Plan designed to help the person to remain in the community, and where the situation of the person and their carer would deteriorate if the service was not provided.
A temporary breakdown in support systems or the capacity to be able to self-care may also indicate needs for temporary residency. Whether residential or nursing care is the most appropriate will be indicated by the consideration of the person’s nursing and medical needs.
If temporary residency is required for the safety of the person whilst they are awaiting a package of care, practitioners will need to complete the Interim Bed or HCS Request Form which can be found in the Local Resource Library under Providing Support and Personal Budgets (Section 8).
Direct Payments – short term care
In accordance with Chapter 12 of the Care Act (2014) Statutory Guidance, a person can use their Direct Payment to purchase a short stay in residential care, provided the stay does not exceed a period of four consecutive weeks in any 12 month period. Where the interim period between two stays in residential care is less than four weeks, then the two stays should be added together to make a cumulative total, which should also not exceed four weeks if it is to be paid for with Direct Payments.
Please note: if two stays in residential care are more than four weeks apart then they are not added together and can both be purchased using the Direct Payment.
It is the policy of Adult Care that everyone should be supported to live in their own homes whenever possible. Therefore we should only make permanent placements in care homes where we are satisfied that people’s support requirements and circumstances mean they can no longer live in a community setting.
Choice of accommodation
The guidance from Annex A – Choice of accommodation and additional payments of the Care and Support Statutory Guidance is that where the care planning process has determined that a person’s needs are best met in a care home, the local authority must provide for the person’s preferred choice of accommodation, subject to certain conditions. This also extends to shared lives, supported living and extra care housing settings. Determining the appropriate type of accommodation should be done with the adult as part of the care and support planning process. The person’s preferred choice of accommodation only applies in the type of setting identified in the assessment. The local authority must ensure that the person has a choice and must ensure that at least one option is available and affordable within a person’s personal budget. However, a person must also be able to choose alternative options, including a more expensive setting, where a third party (or in certain circumstances, the resident) is willing and able to pay the additional cost (top up).
If the person expresses a preference for particular accommodation within the UK, the local authority must arrange for care in that home, provided that:
- the accommodation is suitable in relation to the person’s assessed needs;
- to do so would not cost the local authority more than the amount specified in the person’s personal budget for accommodation of that type;
- the accommodation is available;
- the provider of the accommodation is willing to enter into a contract with the local authority to provide care at the rate identified in the person’s personal budget and on the local authority’s terms and conditions.
A person can only exercise their rights if the preferred accommodation is available. If a person indicates a preference for a chosen home where there is not an available place, they cannot use their rights in that instance.
If Lincolnshire County Council refuses to arrange a place in the preferred accommodation, there must be clear, justifiable reasons for doing so, and these reasons should be set out in writing.
Direct Payments: permanent residency (long term care)
Direct Payments cannot currently be used to secure permanent stays in a care home. However, the Government is reviewing the use of Direct Payments in care homes.
Permanent residency verification happens for two main purposes:
- To provide assurance that our assessment and practice is consistently robust in all cases where there is a possibility of permanent residency placement:
- Assessments have been thorough and have fully involved the person and their representatives, all relevant disciplines and agencies;
- Meaningful exploration of alternatives to permanent care can be evidenced;
- Clear rationale exists for why the placement is required;
- The category of the proposed placement is appropriately reflected in the assessment and support plan;
- To provide assurance that the required work has been undertaken to determine the nature and the extent of the local authority’s financial responsibility in relation to the placement:
- Eligibility for funding from all funding streams has been fully determined;
- The person’s financial circumstances have been assessed and are known at the point the placement is made;
- The proposed placement is at the appropriate cost and the contractual arrangements are in place with the home.
The process assumes the above is integral to our practice, and work undertaken to provide this assurance is routinely evidenced in case recording. The purpose of the Permanent Residency Request is to summarise and bring together the key elements of case work relevant to the request, and provide reassurance that a funded placement is the correct course of action. Permanent residency placement requests should not be made unless the assessor and their Lead Practitioner are satisfied this work has been done and can be evidenced.
The Permanent Residency Request Form in Mosaic has been designed to enable the relevant information to be clearly presented. The form is not intended to duplicate assessments, plans or case notes. Practitioners should use their judgement about the depth of detail required to provide the necessary assurance to the Area Manager. If it is not relevant to the permanent residency placement, do not include it.
See: Permanent Residency Process
Reasons why the person needs a permanent placement – Provide a concise summary of the person’s current circumstances and why their needs can no longer be met in their own home or in a community setting. Include a summary of the relevant diagnosis, conditions or impairments.
Options considered and tried to meet support needs at home – Placements should only be authorised where the Area Manager is satisfied that opportunities to provide alternative interventions and use additional community based services have been meaningfully considered. It should be clearly stated where it has not been possible to try alternatives.
Identified significant risks – This section does not need to include every element of need or risk for the person. It is most important that the risks and needs that cannot be met in the community are highlighted here, e.g. risk of falls due to attempting to use the toilet during the night. The prompts within the Mosaic form serve as a guide for practitioners.
Chronology of relevant significant events – This section is to highlight the events that are significant to the breakdown of support in the community or an acute incident. The chronology should also provide assurance that opportunities have been taken along the way to maximise the chances of remaining at home. Reasons for any episodes of inactivity should be given.
Financial considerations – This section should include any relevant information in relation to the person’s financial circumstances, ownership of property, previous ownership of property, shared ownerships etc., which may impact on whether the local authority should be financially liable for funding the placement. Where there are ongoing complex financial issues, these should be advised in this section. Details of the proposed placement, level, prices and contracting details should also be included.
Outcome – This part of the Mosaic form should be completed by the Area Manager or Locality Lead, and should record their decision and any notes of rationale for the decision or actions required.
People entering residential care who are eligible for financial assistance from Adult Care will make contributions towards the cost of care in accordance with the Care Act 2014 and its associated guidance.
Third party top ups
Care home providers who contract with Lincolnshire County Council are required to submit a schedule of their charges for each of their rooms. Where their charge exceeds Adult Care’s expected cost, a top up, paid by a third party, should be put in place with a formal agreement.
However, the Care Act 2014 does allow, in certain circumstances, for an individual or their representative to pay a top-up from their own funds when they choose more expensive accommodation than the local authority will fund. This is called a First Party Top Up and also needs a formal agreement to be completed. There are only three occasions when the Care Act says a First Party top up can apply:
- During the 12-week property disregard period
- When the universal Deferred Payment Scheme is in place
- Where an individual receives accommodation under section 117 aftercare of the Mental Health Act.
See. Practitioner Factsheet – First and Third Party Top Ups available in the Local Resource Library under Customer Finances (Section 9).
Details of financial assessment processes, guidance and forms can be found in the Charging and Financial Assessment Procedure.
It is important that when making any placements that you first check to ensure we have a contract in place. You should also be checking to see if the residential/nursing home charges a third party top up (TPTU). No new placements should be made without a contract being in place. Even though a Care Home exists in Mosaic it does not necessarily mean there is a current contract in place.
If you find that a contract is not yet in place, then please contact the Commercial Team Business Support Team - commercialteampeopleservices@lincolnshire.gov.uk. In instances where you are looking to make a placement with a particular Care Home then this can help us expedite the contract signing.
There are several ways to check if a contract is in place and to confirm what the maximum TPTU amounts are. The best way is to access the new Care Home Contract Information tool – which can be found here: Commercial Team- People Services: Practitioner Resource (sharepoint.com).
Alternatively, you can:
- Email commercialteampeopleservices@lincolnshire.gov.uk and the Commercial Team Business Support will check for you
- Or, phone 01522 555043, leave a message and the Commercial Team Business Support will check for you
The Connect to Support website can be used to search for care homes near to a location or by services offered. The ‘Home Care Agencies and Care Homes’ tab has a list of all CQC-registered care homes in Lincolnshire.
If you wish to make a placement with any Care Home or Home Care provider listed on the Connect to Support website, you must still check that there is a contract in place prior to making any arrangements.
If a person chooses to be placed in a setting that is outside the local authority area, the local authority must still arrange for their preferred care. In doing so, the local authority should have regard to the cost of care in that area when setting a person’s personal budget. The following must also be considered:
- There may still need to be a third party top up;
- Check with the Commercial Team to ensure there are no safeguarding concerns with the care home;
- LCC will need to obtain a contract with the home to enable a placement to be made, even if there is already an LCC funded placement in the home;
- Once the room price and top up have been agreed, the Commercial Team will need to be contacted so they can set up the contract;
- No placement should commence without appropriate authorisation;
- Until the Framework Contract is signed and returned you will be unable to complete the Purchase Service Request as the care home will not be authorised for use.
Relevant procedures:
Continuity of Care Arrangements
Placements in Scotland
Please note that it is not possible for English authorities to place directly into a private care home in Scotland. This has to be arranged through the relevant Scottish authority. If you need to arrange such a placement, contact the Commercial Team for further guidance.
Planning and lead times
If the placement you wish to make is an emergency or subject to acute hospital delayed discharge, please let the Business Support Team know as soon as possible and, with the co-operation of the provider, they will try to complete the process as quickly as possible.
Please note: unless you have received confirmation from the Business Support Team that the placement can go ahead, no person should enter a home without a Framework Agreement being in place; this puts the person and the local authority at risk and means that no payment will be generated.
Room availability and home registration
As the placing officer, you will need to contact the home of choice to find out whether there is a room available, the bed price, and that the home is registered to meet the person’s needs. Please check the host local authority’s expected cost for the home and that the home is registered with the Care Quality Commission (CQC).
When obtaining a price for a care home with nursing, please remember that any agreed fee must be excluding any NHS Funded Nursing Care determination and that the relevant NHS authority (within the area you are placing in) is responsible for payment of that determination.
Determine price of bed
- If it is the person’s choice to move to more expensive accommodation and the price quoted is above Lincolnshire’s expected cost but within the host authority’s expected cost, a Third Party Agreement to fund the difference will be needed. If there is no Third Party available and there are specific service needs or circumstances that require a specific placement, then written approval for Lincolnshire County Council to fund the difference is required from your Head of Service;
- If it has been specifically identified that there is an assessed need to place out of county and not just a person’s personal wish, then we must pay at the host authority’s expected cost;
- A person who is in receipt of a 12 week Property Disregard or who has agreed to enter into a Deferred Payments Agreement can act as their own Third Party and their Third Party payment (known as First Party) is added to the debt;
- The Third Party Agreement must be completed and signed by all parties before the placement can go ahead. A copy of this must be sent to Commercial Team upon completion;
- The cost of learning disability placements will be determined by use of the National Care Funding Calculator and must be agreed with the provider before the placement can go ahead.
Issue contract documentation and complete Pro Forma part 1
Once everything is confirmed, you should have enough information to complete Part 1 of the Pro Forma for the placement of persons out of the county, which will give the Business Support Team all the information necessary to issue contract documentation to the provider. Once completed, the Pro Forma should be emailed to the Commercial Team so that contract preparation checks can begin. A summary of the steps taken can be found in the Supplier Set-up Process (The Pro Forma and Supplier Set-up Process can be found in the Local Resource Library) under Providing Support and Personal Budgets (Section 8)).
Please ensure that a report and authorisation from either the Area Manager or Head of Service, as referred to in parts 1 and 2 (section 6.4), any Third Party Agreement, and the correct receipt address for the Framework Agreement pack is included with the information sent to the Commercial Team.
References and Care Quality Commission (CQC) Inspection Reports
Once the correctly completed Pro Forma has been received, the Business Support Team will run a series of checks to ensure we have a satisfactory reference from the host authority and that there are no outstanding issues from the last two CQC Inspection Reports (see the CQC website). When the reference is returned, the Framework Agreement can be sent out to the provider. If there is any problem with the placement or authorisation, the placing officer will be contacted and advised of what further information or authorisation is required in order to allow the placement to go ahead.
Confirmation of placement
When the executed Framework Agreement has been returned to the provider, the Business Support Team will contact the placing officer by e-mail to confirm that the placement can go ahead. At this stage, steps will also be taken to add the provider as a supplier on our systems. Once the provider has been set up as a supplier, the Purchase Service Request can be completed.
Pro Forma Part 2
The Business Support Team will then complete Part 2 of the Pro Forma, which will include such tasks as informing the host authority that Lincolnshire has made a placement to a care home in their area.
Local authorities have been charged with ensuring that information is passed on about any people known to them who move to another area.
If a local authority places someone in accommodation provided by the independent sector, which is outside Lincolnshire, they should always inform the host authority of the placement. This is to ensure the host authority is aware of the person in their area and to enable both authorities to agree on the suitability of the placement.
Authorisation
If the bed price is above Lincolnshire’s expected cost, it is vital that you get appropriate authorisation from either the Area Manager or your Head of Service before a placement is arranged (see parts 1 and 2 in section 6.4) as the placement cannot go ahead without it.
Funding of out of county placements
This applies to all placements (temporary and permanent residency) made in out of county accommodation.
- Placements should normally be made at, or below Adult Care’s expected cost;
- Where the Framework Agreement price for a placement is above Adult Care’s expected cost, a Third Party Agreement will normally be required before the placement can be confirmed; however, no Third Party or person may be charged a top up in circumstances where the accommodation is the only option available to meet the person’s assessed needs at the time of placement;
- Out of county providers must agree to all terms and conditions of the Framework Agreement for the Provision of Permanent and Temporary Personal and Nursing Home Care before a placement may commence. Placements can only be confirmed where the provider has accepted these terms and conditions;
- Where no Third Party is available and where an out of county provider has fees higher than Adult Care’s expected cost, or in circumstances where the person’s choice has been diminished due to the nature of their assessed needs, the appropriate Area Manager or Head of Service will need to approve the extra cost to be paid by Lincolnshire County Council on the Pro Forma;
- Where the fees are higher than Adult Care’s expected cost but meet the expected cost of the host authority, written approval can be given by the Area Manager. Head of Service approval is required if the fees are higher than both Adult Care’s expected cost and the host authority’s expected cost;
- If it has been clearly identified that there is an assessed need to place out of county, the availability of an in-county placement cannot be used as evidence of a place at Adult Care’s expected cost and Adult Care must pay the host authority’s expected cost;
- If the appropriate Area Manager or Head of Service refuses a placement that has been chosen by a person, the reasons for refusal must be made in writing. Refusals should only be made on the grounds that a home has been deemed unsuitable in terms of meeting the needs of the person, or that the costs due to be incurred for a placement are financially prohibitive and that there is clear evidence that beds are available at a lower price in homes which meet the person’s needs.
To enable secure, appropriate, and cost-effective transport provision for people, it is important that the correct procedures are followed for ordering transport. This will enable the process to be more streamlined and help you to avoid unnecessary paperwork, and it ensures that invoices are sent directly to Business Support for efficient payment. Where possible, practitioners are encouraged to book in advance. If practitioners are booking at least five days in advance, they should make bookings using the Transport Referral Form. This must be agreed as part of the person’s Care and Support Plan and included in their personal budget calculation. Check the Approved Operators Database [Lincolnshire County Council intranet] to ensure that the vendor is an approved operator. The suppliers list constantly changes so please check before booking.
If you have any further enquiries, please email the Transport Services Group at TSG@lincolnshire.gov.uk.
Please note that the process for Shared Lives is currently under review. This will be published in the near future. If you have any queries about the referral or process, please contact Louise Olley in Service Development: Louise.Olley@Lincolnshire.gov.uk
If you know someone who could benefit from Shared Lives, please continue to refer them to the service in the usual way via the Mosaic form.
Before making a formal referral to Shared Lives, you are advised to contact the provider Person Shaped Support (PSS) for an informal discussion about the person's interest in Shared Lives. PSS will advise about placement availability and potential timescales. You can contact PSS on 01529 400765.
Once this referral and other relevant information and documents is ready, please email it to sharedliveslincs@pss.org.uk
In Shared Lives, an adult or young person (over 16 years) with social care needs is matched with an approved Shared Lives carer, who supports and includes the individual in their family and community life. Support can be in the form of a Live-in arrangement where the individual shares the Shared Lives Carer’s home, Shared Days where the carer provides daytime support, or overnight Short Breaks. Shared Lives arrangements are set up and supported by Shared Lives schemes who are regulated by the Care Quality Commission (CQC).
Our Shared Lives scheme in Lincolnshire is provided by PSS. This type of support is highly valued by people who use the service. Section 4.41 of the Care Act Guidance refers to Shared Lives as a supported living option geared to improving people’s independence and wellbeing and promoting person-centred care. For more information please see Shared Lives.
Shared Lives support, provided with or without personal care depending on the person’s needs, is available in Lincolnshire in three forms:
- Live in Arrangements – support and accommodation for a person which is provided in a Shared Lives carer’s own home and which continues for as long as the arrangement meets the person’s needs and wishes;
- Sessional Day Support – support for a defined period during the day (3.5 hours or 7 hours) including weekends as required, offering the person choice over where and how they spend the day, at a time to suit them. Day Support must use the Shared Lives carer’s own home as a base and enable the person to access social activities, training and education as applicable;
- Short Breaks – support for a defined period of days and nights in the home of a Shared Lives carer, a minimum of a 24 hour stay, up to and not exceeding 28 days. For some people, a Short Break might lead on to a live-in arrangement.
Email: sharedliveslincs@pss.org.uk
Address: 10B Market Place, Sleaford, Lincolnshire NG34 7SR
Lincolnshire Sensory Services provides specialist assessments on behalf of Adult Care, where specialist care and support needs arise from sensory loss. The service works jointly with Adult Care assessors where required, including providing additional specialist communication support for people with sensory impairments.
The Care Act 2014 sets out the local authority’s specific duties in relation to people who are deafblind.
People are regarded as deafblind “if their combined sight and hearing impairment causes difficulties with communication, access to information and mobility. This includes people with a progressive sight and hearing loss” (Think Dual Sensory, Department of Health, 1995).
We have a responsibility to ensure that needs assessments carried out under section 9 of the Act for people who are deafblind are carried out by people with the appropriate skills. To fulfil this duty, practitioners must refer the person to Lincolnshire’s sensory impairment service provider where it has been identified specialist support is required.
Referrals can be made direct from the Lincolnshire Sensory Services website.
Last Updated: August 12, 2025
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